0000912057-01-535103.txt : 20011019
0000912057-01-535103.hdr.sgml : 20011019
ACCESSION NUMBER: 0000912057-01-535103
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20011011
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: GMX RESOURCES INC
CENTRAL INDEX KEY: 0001127342
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 731534474
STATE OF INCORPORATION: OK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-62077
FILM NUMBER: 1756735
BUSINESS ADDRESS:
STREET 1: ONE BENHAM PLACE
STREET 2: SUITE 600
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73114
BUSINESS PHONE: 4056000711
MAIL ADDRESS:
STREET 1: ONE BENHAM PLACE
STREET 2: SUITE 600
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73114
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: NEWTON WILLIAM
CENTRAL INDEX KEY: 0001130187
STANDARD INDUSTRIAL CLASSIFICATION: []
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 5300 N. PRINCE PL.
CITY: JACKSON HOLE
STATE: WY
ZIP: 83001-9260
BUSINESS PHONE: 3077391566
MAIL ADDRESS:
STREET 1: 5300 N. PRINCE PL.
CITY: JACKSON HOLE
STATE: WY
ZIP: 83001-9260
SC 13G
1
a2060852zsc13g.txt
SCHEDULE 13G
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
Initial Filing
GMX RESOURCES INC.
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(Name of Issuer)
Common Stock, .001 par value
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(Title of Class of Securities)
38011M108
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(CUSIP Number)
6/21/01
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
/ / Rule 13d-1(b)
/X/ Rule 13d-1(c)
/ / Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that
section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
CUSIP No. 38011M108
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(1) Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
William C. Newton Gloria A. Newton
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(2) Check the Appropriate Box if a Member (a) / /
of a Group (See Instructions) (b) /X/ Husband/Wife
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(3) SEC Use Only
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(4) Citizenship or Place of Organization
United States of America
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Number of Shares (5) Sole Voting Power
Beneficially W. Newton = 545,000
Owned by --------------------------------------------------
Each Reporting (6) Shared Voting Power
Person With: W. Newton = 300,000 G. Newton = 300,000
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(7) Sole Dispositive Power
W. Newton = 545,000
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(8) Shared Dispositive Power
W. Newton = 300,000 G. Newton = 300,000
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(9) Aggregate Amount Beneficially Owned by Each Reporting Person
W. Newton = 845,000(1)
G. Newton = 845,000(1)
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(10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions) / /
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(11) Percent of Class Represented by Amount in Row (9)
W. Newton = 12.46%(2)
G. Newton = 12.46%(2)
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(12) Type of Reporting Person (See Instructions)
W. Newton = IN
G. Newton = IN
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(1) Includes 230,000 shares of Common Stock that may be acquired upon the
exercise of warrants.
(2) Assumes, pursuant to Rule 13d-3(d)(1)(i) under the Act, that there are
6,780,000 shares of the Stock outstanding.
ITEM 1.
(a) Name of Issuer
GMX RESOURCES INC
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(b) Address of Issuer's Principal Executive Offices
ONE BENHAM PLACE
9400 NORTH BROADWAY, SUITE 600
OKLAHOMA CITY, OK 73114
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ITEM 2.
(a) Name of Person Filing
William C. Newton, Gloria A. Newton
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(b) Address of Principal Business Office or, if none, Residence
c/o NOTWEN CORPORATION
660 EAST BROADWAY
Jackson Hole, Wyoming 83001
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(c) Citizenship
United States of America
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(d) Title of Class of Securities
Common Stock, .001 par value
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(e) CUSIP Number
38011M108
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ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTIONS 240.13d-1(b) OR
240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:
Not Applicable
ITEM 4. OWNERSHIP
Provide the following information regarding the aggregate number and
percentage of the class of securities of the issuer identified in Item 1.
(a) Amount beneficially owned:
W. Newton = 845,000(1)
G. Newton = 845,000(1)
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(b) Percent of class:
W. Newton = 12.46%(2)
G. Newton = 12.46%(2)
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(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote
W. Newton = 545,000
-----------------------------------------------------------------
(ii) Shared power to vote or to direct the vote
W. Newton = 300,000 G. Newton = 300,000
-----------------------------------------------------------------
(iii) Sole power to dispose or to direct the disposition of
W. Newton = 545,000
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(iv) Shared power to dispose or to direct the disposition of
W. Newton = 300,000 G. Newton = 300,000
-----------------------------------------------------------------
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
Not Applicable
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
Not Applicable
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED
THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
Not Applicable
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Not Applicable
ITEM 9. NOTICE OF DISSOLUTION OF GROUP
Not Applicable
(1) Includes 230,000 shares of Common Stock that may be acquired upon the
exercise of warrants.
(2) Assumes, pursuant to Rule 13d-3(d)(1)(i) under the Act, that there are
6,780,000 shares of the Stock outstanding.
ITEM 10. CERTIFICATION
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and
are not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
10/10/01
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Date
/s/ WILLIAM C. NEWTON
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Signature
William C. Newton
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Name/Title